Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley Price Wood | 4703879 | 5 | 01/26/2021 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Wesley Price Wood | 4703879 | 5 | 03/29/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Wesley Price Wood | 4703879 | 5 | 01/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Price Wood | 4703879 | 5 | 05/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wesley Price Wood | 4703879 | 5 | 04/14/2016 | Customer Dispute | Settled | $9,289.54 | $0.00 | See FINRA Report |
| Joseph Jackson Weeks | 7293098 | 1 | 10/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |