Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas de Wayne Peterson | 1303079 | 3 | 03/31/2020 | Customer Dispute | Closed-No Action | $12,895.50 | $12,895.50 | See FINRA Report |