Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas de Wayne Peterson | 1303079 | 3 | 03/31/2020 | Customer Dispute | Closed-No Action | $12,895.50 | $12,895.50 | See FINRA Report |
| Douglas de Wayne Peterson | 1303079 | 3 | 10/27/2006 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Douglas de Wayne Peterson | 1303079 | 3 | 12/30/2005 | Customer Dispute | Award / Judgment | $300,000.00 | $21,243.40 | See FINRA Report |
| Bernard Roy Wurts | 2651432 | 1 | 07/02/2002 | Customer Dispute | Denied | $927,907.00 | $0.00 | See FINRA Report |