Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ucapamericas. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Susan Disdier | 4203995 | 1 | 05/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Francisco Miguel de La Camara | 1447088 | 1 | 01/14/2013 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |