Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua David Swartz | 7007952 | 1 | 02/08/2024 | Customer Dispute | Closed-No Action | $73,500.00 | $0.00 | See FINRA Report |
| Henry Alexander McLarty | 2241783 | 1 | 02/23/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |