Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Joseph Brinkman | 2727918 | 2 | 03/26/2019 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Mark Rehn | 2069136 | 3 | 09/14/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Rehn | 2069136 | 3 | 05/20/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Rehn | 2069136 | 3 | 05/02/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Brinkman | 2727918 | 2 | 05/12/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |