Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darold Wing Mark | 1323253 | 3 | 03/16/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Meyer | 2150092 | 1 | 01/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Han Malek | 3164482 | 2 | 09/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michele Ka Pemberton | 1900039 | 1 | 11/17/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Matthew Padrick | 4638777 | 1 | 06/15/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |