Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joe Francis Redmond | 4508947 | 1 | 06/23/2008 | Customer Dispute | Denied | $814,366.00 | $0.00 | See FINRA Report |
| Jimmy Lee | 2588186 | 4 | 10/29/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marci Sue Bair | 2299995 | 1 | 04/18/2006 | Customer Dispute | Denied | $609,709.00 | $0.00 | See FINRA Report |
| Thomas Edward Blumer | 1828240 | 1 | 07/26/2005 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Thomas Mark Ibsen | 2146923 | 2 | 05/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Mark Ibsen | 2146923 | 2 | 04/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darold Wing Mark | 1323253 | 3 | 11/25/2002 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |
| Fred William Schellpeper | 3178954 | 1 | 10/16/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jimmy Lee | 2588186 | 4 | 07/10/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Calvin Edrix Lee | 2583310 | 1 | 03/04/2002 | Customer Dispute | Closed-No Action | $18,699.00 | $0.00 | See FINRA Report |