Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hyongsuk Choe Pau | 1132818 | 3 | 06/04/2012 | Customer Dispute | Settled | $476,000.00 | $0.00 | See FINRA Report |
| Jimmy Lee | 2588186 | 4 | 10/17/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Midtbo | 2787118 | 2 | 03/03/2009 | Customer Dispute | Settled | $19,762.20 | $0.00 | See FINRA Report |
| Darold Wing Mark | 1323253 | 3 | 11/25/2002 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |
| Fred William Schellpeper | 3178954 | 1 | 10/16/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |