Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Homero Vivas-Sardi | 2393686 | 2 | 11/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maria F Torne | 2399939 | 1 | 03/04/2013 | Customer Dispute | Settled | $67,582.00 | $0.00 | See FINRA Report |
| Luis Homero Vivas-Sardi | 2393686 | 2 | 12/05/2008 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Vicente Alexander Ferrera Azarak | 4313925 | 1 | 06/23/2006 | Customer Dispute | Denied | $12,307.00 | $0.00 | See FINRA Report |