Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Trueman | 1185171 | 1 | 09/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Derrick Jenkins | 2623743 | 5 | 11/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Derrick Jenkins | 2623743 | 5 | 08/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Stuart Boettcher | 4001659 | 3 | 08/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Stuart Boettcher | 4001659 | 3 | 12/11/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Derrick Jenkins | 2623743 | 5 | 09/01/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Derrick Jenkins | 2623743 | 5 | 11/29/2005 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Martin Derrick Jenkins | 2623743 | 5 | 06/22/2005 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Aaron Lawrence Steele | 2545726 | 4 | 07/07/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Stuart Boettcher | 4001659 | 3 | 01/23/2003 | Customer Dispute | Denied | $5,279.98 | $0.00 | See FINRA Report |