Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip A Pike | 5695273 | 1 | 07/24/2023 | Customer Dispute | Withdrawn | $115,000.00 | $0.00 | See FINRA Report |
| Adam Craig Goodman | 2263780 | 7 | 04/09/2021 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Adam Craig Goodman | 2263780 | 7 | 09/18/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Adam Craig Goodman | 2263780 | 7 | 02/19/2020 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Adam Craig Goodman | 2263780 | 7 | 12/17/2019 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Adam Craig Goodman | 2263780 | 7 | 04/03/2018 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Adam Craig Goodman | 2263780 | 7 | 08/02/2017 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Adam Craig Goodman | 2263780 | 7 | 12/14/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Edward Barr | 1312703 | 13 | 12/05/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Edward Barr | 1312703 | 13 | 12/01/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |