Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Ross Vick | 1285238 | 2 | 03/22/2012 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
Anthony Michael Quirini | 369593 | 6 | 03/09/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Quirini | 369593 | 6 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Quirini | 369593 | 6 | 01/15/1995 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
Anthony Michael Quirini | 369593 | 6 | 12/28/1994 | Customer Dispute | Settled | $45,226.00 | $0.00 | See FINRA Report |
Anthony Michael Quirini | 369593 | 6 | 08/03/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Quirini | 369593 | 6 | 09/07/1993 | Customer Dispute | Award / Judgment | $133,792.00 | $59,393.00 | See FINRA Report |
Michael Francis Burke | 1350830 | 1 | 01/08/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Peter Ross Vick | 1285238 | 2 | 01/01/1989 | Customer Dispute | Award / Judgment | $970.00 | $636.00 | See FINRA Report |