Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Ross Vick1285238203/22/2012Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report
Anthony Michael Quirini369593603/09/2006RegulatoryFinal$0.00$0.00See FINRA Report
Anthony Michael Quirini369593606/23/2005RegulatoryFinal$0.00$0.00See FINRA Report
Anthony Michael Quirini369593601/15/1995Customer DisputeSettled$33,000.00$0.00See FINRA Report
Anthony Michael Quirini369593612/28/1994Customer DisputeSettled$45,226.00$0.00See FINRA Report
Anthony Michael Quirini369593608/03/1994RegulatoryFinal$0.00$0.00See FINRA Report
Anthony Michael Quirini369593609/07/1993Customer DisputeAward / Judgment$133,792.00$59,393.00See FINRA Report
Michael Francis Burke1350830101/08/1990RegulatoryFinal$0.00$0.00See FINRA Report
Peter Ross Vick1285238201/01/1989Customer DisputeAward / Judgment$970.00$636.00See FINRA Report

9 Results

Display: