Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Altman | 6396968 | 4 | 11/19/2018 | Customer Dispute | Settled | $359,000.00 | $0.00 | See FINRA Report |
| William Joseph Altman | 6396968 | 4 | 11/09/2018 | Customer Dispute | Settled | $399,000.00 | $0.00 | See FINRA Report |
| William Joseph Altman | 6396968 | 4 | 08/15/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| William Joseph Altman | 6396968 | 4 | 04/06/2018 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |