Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 08/12/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 07/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 05/28/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 02/18/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Javier Jose de Zengotita | 4917654 | 7 | 10/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 06/22/2009 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |