Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Javier Jose de Zengotita | 4917654 | 7 | 12/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 12/14/2015 | Customer Dispute | Settled | $2,550,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas McDowall | 2729031 | 7 | 11/17/2015 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 11/13/2015 | Customer Dispute | Denied | $1,500,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 11/11/2015 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 08/17/2015 | Customer Dispute | Settled | $465,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas McDowall | 2729031 | 7 | 08/13/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Javier Jose de Zengotita | 4917654 | 7 | 12/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 09/09/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 09/09/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |