Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 04/18/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 04/03/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas McDowall | 2729031 | 7 | 03/01/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 02/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 02/15/2018 | Customer Dispute | Settled | $648,954.00 | $0.00 | See FINRA Report |
| Marko Andres Rendic | 4840064 | 1 | 02/15/2018 | Customer Dispute | Settled | $648,954.00 | $0.00 | See FINRA Report |
| Javier Jose de Zengotita | 4917654 | 7 | 02/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 02/12/2018 | Customer Dispute | Settled | $582,408.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 01/24/2018 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 01/23/2018 | Customer Dispute | Denied | $429,045.00 | $0.00 | See FINRA Report |