Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Javier Jose de Zengotita | 4917654 | 7 | 10/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 09/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 09/21/2018 | Customer Dispute | Settled | $845,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas McDowall | 2729031 | 7 | 09/21/2018 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 08/22/2018 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 06/15/2018 | Customer Dispute | Settled | $5,490,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 06/12/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 05/21/2018 | Customer Dispute | Settled | $102,524.00 | $0.00 | See FINRA Report |
| Javier Jose de Zengotita | 4917654 | 7 | 04/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 04/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |