Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 05/02/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Javier Jose de Zengotita | 4917654 | 7 | 03/12/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 02/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas McDowall | 2729031 | 7 | 01/10/2019 | Customer Dispute | Settled | $475,647.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 12/12/2018 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 11/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 11/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 11/01/2018 | Customer Dispute | Settled | $183,726.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 10/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 10/12/2018 | Customer Dispute | Settled | $840,000.00 | $0.00 | See FINRA Report |