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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carmen Georgina Trigo Suarez19049346101/24/2018Customer DisputeClosed-No Action$75,000.00$0.00See FINRA Report
Carmen Georgina Trigo Suarez19049346106/20/2016Customer DisputeClosed-No Action$125,302.00$0.00See FINRA Report
Carmen Georgina Trigo Suarez19049346106/16/2016Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report

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