Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Lawson | 2087174 | 1 | 01/22/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ronald James Perry | 2037528 | 1 | 09/30/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |