Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edwin Poe | 2628408 | 2 | 05/28/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Edwin Poe | 2628408 | 2 | 03/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Everett Cooper | 53531 | 1 | 09/19/2006 | Customer Dispute | Settled | $68,550.00 | $0.00 | See FINRA Report |