Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Ward Margraf | 6517554 | 2 | 08/08/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Martin Latour | 4436861 | 6 | 07/06/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| James Ward Margraf | 6517554 | 2 | 04/03/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Martin Latour | 4436861 | 6 | 12/13/2022 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Joseph Martin Latour | 4436861 | 6 | 06/21/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Martin Latour | 4436861 | 6 | 03/25/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Barbara Ann Burns | 6303432 | 1 | 09/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Martin Latour | 4436861 | 6 | 07/08/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Martin Latour | 4436861 | 6 | 06/20/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |