Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Towne Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Paul Gallagher | 2385105 | 3 | 12/04/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Paul Gallagher | 2385105 | 3 | 08/21/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Paul Gallagher | 2385105 | 3 | 03/14/1995 | Customer Dispute | Award / Judgment | $0.00 | $2,400.00 | See FINRA Report |