Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Towne Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Iver Brusman | 2262089 | 1 | 03/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Griesemer | 7851969 | 1 | 06/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |