Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Erik Grano | 4219991 | 4 | 03/22/2011 | Customer Dispute | Settled | $183,301.00 | $0.00 | See FINRA Report |
| Jacalyn Murray | 1397097 | 2 | 02/28/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Fredrick Rubinstein | 1535991 | 2 | 03/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew James Degroat | 2103217 | 2 | 08/16/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Seth Erik Grano | 4219991 | 4 | 04/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Michael McGuiness | 2218430 | 2 | 05/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Michael McGuiness | 2218430 | 2 | 05/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacalyn Murray | 1397097 | 2 | 01/28/2008 | Customer Dispute | Denied | $6,353.43 | $0.00 | See FINRA Report |
| James William Barnett | 1308281 | 1 | 03/10/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Luke Price | 4571315 | 1 | 08/18/2005 | Customer Dispute | Settled | $9,075.70 | $0.00 | See FINRA Report |