Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip John Fogli | 1320549 | 2 | 06/01/2005 | Customer Dispute | Denied | $694,359.00 | $0.00 | See FINRA Report |
| Andrew James Degroat | 2103217 | 2 | 12/15/2004 | Customer Dispute | Closed-No Action | $115,282.00 | $0.00 | See FINRA Report |
| Gerad Martin Thorell | 2942768 | 1 | 04/07/2004 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Cunha | 2442452 | 1 | 05/13/2002 | Customer Dispute | Denied | $7,700.00 | $0.00 | See FINRA Report |
| Rick Lewis Horton | 1346665 | 1 | 08/17/2000 | Customer Dispute | Denied | $24,301.00 | $0.00 | See FINRA Report |
| Patrick Kevin McKiernan | 2436184 | 1 | 05/05/2000 | Customer Dispute | Closed-No Action | $31,200.00 | $0.00 | See FINRA Report |