Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Bernard Lublin | 2213912 | 15 | 11/19/2002 | Customer Dispute | Closed-No Action | $95,307.30 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 04/19/2001 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 02/05/2001 | Customer Dispute | Award / Judgment | $0.00 | $15,033.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 11/27/2000 | Customer Dispute | Denied | $77,281.50 | $0.00 | See FINRA Report |
| Charles Hensley Bruce Woodward | 722200 | 4 | 11/19/1999 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Brenda Sue Cox | 2673165 | 1 | 10/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |