Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Bernard Lublin | 2213912 | 15 | 09/19/2005 | Customer Dispute | Settled | $7,185.00 | $0.00 | See FINRA Report |
| Benjamin Thomas Newhouse | 3105894 | 2 | 06/29/2005 | Customer Dispute | Closed-No Action | $98,528.20 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 04/06/2005 | Customer Dispute | Settled | $357,239.00 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 03/21/2005 | Customer Dispute | Settled | $12,961.30 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 02/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 10/25/2004 | Customer Dispute | Denied | $10,046.20 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 08/13/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Bernard Lublin | 2213912 | 15 | 04/21/2004 | Customer Dispute | Settled | $17,442.00 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 01/22/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 10/16/2003 | Customer Dispute | Settled | $7,802.22 | $0.00 | See FINRA Report |