Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Young | 3063221 | 6 | 10/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Scott Young | 3063221 | 6 | 07/25/2017 | Customer Dispute | Pending | $1,500.00 | $0.00 | See FINRA Report |
| Hugh Gibson Stout | 5658255 | 4 | 06/16/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Charles Hensley Bruce Woodward | 722200 | 4 | 05/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hugh Gibson Stout | 5658255 | 4 | 05/23/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Joshua D Bradley | 5174430 | 3 | 02/23/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Dean Horst | 4935063 | 4 | 09/01/2015 | Customer Dispute | Denied | $85,457.00 | $0.00 | See FINRA Report |
| Michael Sztrom | 3042821 | 7 | 03/30/2015 | Customer Dispute | Settled | $853,854.00 | $0.00 | See FINRA Report |
| Michael Sztrom | 3042821 | 7 | 01/19/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Sztrom | 3042821 | 7 | 12/26/2014 | Customer Dispute | Settled | $1,633,380.00 | $0.00 | See FINRA Report |