Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Sztrom | 3042821 | 7 | 01/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Sztrom | 3042821 | 7 | 01/15/2021 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lance Damion Lienart | 2623132 | 2 | 08/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Scott Young | 3063221 | 6 | 07/03/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Shannon Coleman | 6405946 | 1 | 10/16/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jaimi Lee Dennehy | 5228802 | 2 | 08/28/2018 | Customer Dispute | Settled | $8,041.00 | $0.00 | See FINRA Report |
| Gregory Scott Young | 3063221 | 6 | 07/09/2018 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Young | 3063221 | 6 | 02/28/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Joshua D Bradley | 5174430 | 3 | 11/02/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Young | 3063221 | 6 | 10/12/2017 | Customer Dispute | Settled | $9,434.98 | $0.00 | See FINRA Report |