Our Staff has compiled our research into a database of FINRA Broker Disclosures for OLD City Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Alexander Richmand | 4832026 | 1 | 11/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Barry Rideout | 2827073 | 1 | 02/06/1998 | Customer Dispute | Settled | $58,500.00 | $0.00 | See FINRA Report |
| Gina Marie Strum | 4900705 | 1 | 01/31/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Cook | 1734775 | 2 | 09/02/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith A Thomas | 1297034 | 6 | 05/13/1991 | Customer Dispute | Settled | $1,632,270.00 | $0.00 | See FINRA Report |
| Robert William Cook | 1734775 | 2 | 01/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |