Our Staff has compiled our research into a database of FINRA Broker Disclosures for OLD City Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kosta John Moustakas | 1171093 | 1 | 03/14/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ryan C Gold | 5509109 | 2 | 08/01/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |