Our Staff has compiled our research into a database of FINRA Broker Disclosures for OLD City Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith A Thomas | 1297034 | 6 | 12/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith A Thomas | 1297034 | 6 | 10/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephanie Sehn | 6741540 | 1 | 11/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith A Thomas | 1297034 | 6 | 10/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith A Thomas | 1297034 | 6 | 05/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith A Thomas | 1297034 | 6 | 05/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |