Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gary Anthony Wayne | 2660462 | 3 | 09/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bemelekot Woldeyes Tewahade | 2345618 | 3 | 04/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bemelekot Woldeyes Tewahade | 2345618 | 3 | 02/19/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gary Anthony Wayne | 2660462 | 3 | 07/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bemelekot Woldeyes Tewahade | 2345618 | 3 | 08/10/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gary Anthony Wayne | 2660462 | 3 | 03/09/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |