Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Michael Pitera | 1769197 | 3 | 11/08/2005 | Customer Dispute | Denied | $5,174.36 | $0.00 | See FINRA Report |
Timothy Thomas Feldheim | 4751474 | 1 | 08/11/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Christopher Samuel Handlee | 2350805 | 1 | 05/23/2005 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
Timothy Michael Pitera | 1769197 | 3 | 08/30/2004 | Customer Dispute | Denied | $6,594.91 | $0.00 | See FINRA Report |
John P Kinsella | 707174 | 1 | 03/28/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Ruth Lorraine Forehand | 1368715 | 1 | 02/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |