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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-16 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Michael Pitera1769197311/08/2005Customer DisputeDenied$5,174.36$0.00See FINRA Report
Timothy Thomas Feldheim4751474108/11/2005Customer DisputeDenied$5,000.00$0.00See FINRA Report
Christopher Samuel Handlee2350805105/23/2005Customer DisputeDenied$27,000.00$0.00See FINRA Report
Timothy Michael Pitera1769197308/30/2004Customer DisputeDenied$6,594.91$0.00See FINRA Report
John P Kinsella707174103/28/2001Customer DisputeDenied$100,000.00$0.00See FINRA Report
Ruth Lorraine Forehand1368715102/02/1998Customer DisputeDenied$0.00$0.00See FINRA Report

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