Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Norman Warren | 1978700 | 3 | 09/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Norman Warren | 1978700 | 3 | 09/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jarrod William Rutledge | 4769331 | 2 | 12/29/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Michael Pitera | 1769197 | 3 | 11/08/2005 | Customer Dispute | Denied | $5,174.36 | $0.00 | See FINRA Report |
| Timothy Thomas Feldheim | 4751474 | 1 | 08/11/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Perry Wayne Nafziger | 4102232 | 1 | 05/26/2005 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| Christopher Samuel Handlee | 2350805 | 1 | 05/23/2005 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Timothy Michael Pitera | 1769197 | 3 | 08/30/2004 | Customer Dispute | Denied | $6,594.91 | $0.00 | See FINRA Report |
| Steven Keith Kellar | 1880769 | 1 | 10/15/2002 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Daniel Reuben Nessim | 2045490 | 2 | 08/13/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |