Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Wayne Hanks | 2916399 | 3 | 04/24/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Kip Duane Hutto | 1794165 | 2 | 09/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Wayne Hanks | 2916399 | 3 | 10/27/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Wayne Hanks | 2916399 | 3 | 12/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kip Duane Hutto | 1794165 | 2 | 07/15/2013 | Customer Dispute | Settled | $376,173.00 | $0.00 | See FINRA Report |