Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin H Christopher | 4420397 | 3 | 11/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 09/29/2010 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Maxwell Stewart McHale Sprigg | 7150032 | 1 | 09/04/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 08/30/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Reisdorf | 4408884 | 1 | 08/09/2010 | Customer Dispute | Denied | $11,758.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 07/28/2010 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Kelly Jean Warner | 1393216 | 1 | 06/11/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Charles Price Hewes | 1077166 | 1 | 02/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilkes Thomas Martin | 2441277 | 1 | 02/03/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Dee D Becquet | 3167167 | 2 | 07/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |