Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan David Taylor | 5286754 | 1 | 10/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Teresa Zahran White | 2203549 | 2 | 03/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Frances Kahl | 4182272 | 1 | 03/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Raymond Hakel | 1028745 | 2 | 01/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dee D Becquet | 3167167 | 2 | 11/17/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eli Moallem | 2954321 | 2 | 11/14/2011 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Kent Rodney Beal | 2469212 | 1 | 10/05/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Teresa Zahran White | 2203549 | 2 | 08/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Paul Forster | 5359587 | 1 | 03/15/2011 | Customer Dispute | Denied | $63,814.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 12/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |