Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrett Andrew Ahrens | 1999696 | 12 | 10/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 08/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garrett Andrew Ahrens | 1999696 | 12 | 08/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Patrick Maher | 4932403 | 1 | 04/10/2014 | Customer Dispute | Denied | $11,584.20 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 03/21/2014 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 03/13/2014 | Customer Dispute | Settled | $166,286.00 | $0.00 | See FINRA Report |
| Kenneth Doyle Blanton | 1526721 | 1 | 11/25/2013 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Cerrie | 4306901 | 1 | 08/16/2013 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Jerry Dean Taylor | 1519049 | 1 | 07/15/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 02/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |