Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Burton Enoch Cestia | 3260348 | 1 | 06/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Timothy Fagan | 2434920 | 1 | 12/26/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 12/18/2017 | Customer Dispute | Denied | $9,801.27 | $0.00 | See FINRA Report |
| Stephen James Landersman | 1860390 | 2 | 11/13/2017 | Customer Dispute | Settled | $7,006.00 | $0.00 | See FINRA Report |
| Dustin Thomas Capco | 6279298 | 1 | 10/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Frederick Butler | 1942182 | 9 | 07/28/2017 | Customer Dispute | Denied | $35,067.70 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 07/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 01/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |