Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth John Leach | 826383 | 5 | 01/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Mark Veenis | 863952 | 1 | 10/28/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence John Crowley | 1263981 | 5 | 10/27/1988 | Customer Dispute | Settled | $139,215.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 04/20/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Mougey | 1157582 | 2 | 12/03/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |