Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Scott Clinard | 1222635 | 1 | 12/06/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 04/16/1992 | Customer Dispute | Settled | $594,317.00 | $0.00 | See FINRA Report |
| Erik J Linstrom | 1862308 | 1 | 04/03/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 02/01/1992 | Customer Dispute | Settled | $100,956.00 | $0.00 | See FINRA Report |
| Allahyar Shokouhi Nejad | 2901534 | 3 | 09/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allahyar Shokouhi Nejad | 2901534 | 3 | 09/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allahyar Shokouhi Nejad | 2901534 | 3 | 09/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 05/13/1991 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Edward C G Tyree | 2227717 | 2 | 03/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward C G Tyree | 2227717 | 2 | 02/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |