Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Lyle Kean | 2562320 | 10 | 02/02/2000 | Customer Dispute | Settled | $18,450.00 | $0.00 | See FINRA Report |
| Richard Allen Ceffalio | 2619565 | 5 | 01/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 01/28/2000 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 01/26/2000 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 10/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 10/08/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 10/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $10,587.50 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $12,740.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $22,877.00 | $0.00 | See FINRA Report |