Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley John Hilbert | 2979252 | 2 | 06/13/2001 | Customer Dispute | Settled | $1,500.00 | $0.00 | See FINRA Report |
| Gary Anthony Gullo | 1657060 | 1 | 06/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Walter Marcel Gundlach | 1531313 | 4 | 05/17/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Perry Dean Bohl | 1949724 | 2 | 02/16/2001 | Customer Dispute | Settled | $18,412.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 02/02/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Allard Mitchell | 5757600 | 1 | 10/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $10,562.50 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $23,310.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 02/28/2000 | Customer Dispute | Settled | $11,340.00 | $0.00 | See FINRA Report |