Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rajnish Bhuyan | 1796136 | 2 | 05/22/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lindsey Scott Ferguson | 1997373 | 2 | 01/20/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Ladislav Vrablic | 2368949 | 2 | 12/12/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terrence John Crowley | 1263981 | 5 | 01/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Clinard | 1222635 | 1 | 12/06/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 04/16/1992 | Customer Dispute | Settled | $594,317.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 02/01/1992 | Customer Dispute | Settled | $100,956.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 05/13/1991 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Terrence John Crowley | 1263981 | 5 | 10/27/1988 | Customer Dispute | Settled | $139,215.00 | $0.00 | See FINRA Report |