Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Bonardi | 1361351 | 2 | 02/04/2006 | Customer Dispute | Settled | $459,563.00 | $0.00 | See FINRA Report |
| Bradley John Hilbert | 2979252 | 2 | 11/14/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Hocking | 1346641 | 2 | 03/24/2004 | Customer Dispute | Settled | $26,470.00 | $0.00 | See FINRA Report |
| Brian Richard Losey | 2527666 | 1 | 02/27/2004 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Randy Michael Penkwitz | 2370943 | 4 | 01/12/2004 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 09/12/2003 | Customer Dispute | Settled | $550,967.00 | $0.00 | See FINRA Report |
| Rajnish Bhuyan | 1796136 | 2 | 09/10/2002 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Perry Dean Bohl | 1949724 | 2 | 06/26/2002 | Customer Dispute | Settled | $82,552.00 | $0.00 | See FINRA Report |
| Terrence John Crowley | 1263981 | 5 | 09/18/2001 | Customer Dispute | Settled | $6,012.70 | $0.00 | See FINRA Report |
| Bradley John Hilbert | 2979252 | 2 | 06/13/2001 | Customer Dispute | Settled | $1,500.00 | $0.00 | See FINRA Report |