Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Frederick Butler | 1942182 | 9 | 03/13/2014 | Customer Dispute | Settled | $166,286.00 | $0.00 | See FINRA Report |
| Kenneth Doyle Blanton | 1526721 | 1 | 11/25/2013 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Cerrie | 4306901 | 1 | 08/16/2013 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Jerry Dean Taylor | 1519049 | 1 | 07/15/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 02/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Raymond Hakel | 1028745 | 2 | 01/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kent Rodney Beal | 2469212 | 1 | 10/05/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 09/29/2010 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 08/30/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 07/28/2010 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |