Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allahyar Shokouhi Nejad | 2901534 | 3 | 09/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward C G Tyree | 2227717 | 2 | 03/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward C G Tyree | 2227717 | 2 | 02/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Thomas Mougey | 1157582 | 2 | 12/03/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |