Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Frederick Butler | 1942182 | 9 | 01/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garrett Andrew Ahrens | 1999696 | 12 | 08/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garrett Andrew Ahrens | 1999696 | 12 | 08/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Frances Kahl | 4182272 | 1 | 03/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dee D Becquet | 3167167 | 2 | 11/17/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Lynn Weese | 2109121 | 4 | 01/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alec John Bethurum | 3197498 | 1 | 10/04/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Ladislav Vrablic | 2368949 | 2 | 04/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terrence John Crowley | 1263981 | 5 | 04/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Marcel Gundlach | 1531313 | 4 | 05/17/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |